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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
Branch Locations
12 Christoper Wy Ste 200, Eatontown, NJ 07724 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1.FIXED INSURANCE AGENT 2.DC STRATEGIES, DBA, START 11/22/2011,SAME AS OFFICE ADDRESS, FINANCIAL SERVICES, OWNER. 3. AMERICAN CIVIC TECHNOLOGIES, SAME AS OFFICE ADDRESS, START 10/12/2012, NON-PROFIT, PROVIDE FEEDBACK, 2HR/WK. 4. DBA DC STRATEGIES, INTEGRATED WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 8/2015, OWNER, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-22 |
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