Richard Thomas Koch

Employer firm

Mutual Advisors, LLC CRD 167658

$8.55B regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• HOURLY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1983 → 06/2019
  Princor Financial Services Corporation
  St Paul, MN
• 07/1998 → 06/2019
  Principal Life Insurance Co
  Des Moines, IA
• 06/2019 → Present
  Mutual Advisors, Llc.
  Omaha, NE
• 06/2019 → Present
  Mutual Securities, Inc
  Camarillo, CA

Previous Registrations

• 2014-01-17 → 2019-06-19
  Principal Securities, Inc.
  Saint Paul, MN
  St Paul, MN
  Hudson, WI
  St Paul, MN

Other Businesses

1. Richard Koch - Insurance Agent for Life, Disability and Long Term Care, Start Date: 1970's, 323 N Washington Ave, Ste 200, Minneapolis, MN 55401, Sole Proprietor, Insurance Sales, Senior Agent, Sell life, disability, and long term care insurance to individuals and groups, Not Investment Related, 10 hours per month, 0 hours per day during trading hours. 2. Grey Fox Financial Partners, LLC., Start Date: 08/24/2015, 323 Washington Ave. N, Ste. 200, Minneapolis, MN 55401, Independent Contractor, Pass through from Mutual, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-11-16