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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-09-25
  • NY RA
    APPROVED
    Since 2024-09-25

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities Melville NY 08/2003 Present
Pfg Investments, Llc Melville NY 08/2003 Present
  • 08/2003 → Present
    Vanderbilt Securities
    Melville, NY
  • 08/2003 → Present
    Pfg Investments, Llc
    Melville, NY
Other Businesses

1) MJM Investments. Not investment related. Start date: 07/07/2002. Address: 46 Convent Rd. Syosset NY, 11791. Title: Insurance Agent. Duties: Selling Insurance. Time spent during regular hours: 50%. 2) MillanUS.com. Not investment related. Start date: 11/11/2007. Address: 46 Convent Rd. Syosset NY, 11791. Title: President. Duties: Helping Muslim singles finding their match by organizing a matrimonial event twice a year. Time spent during regular hours: 5%. 3) Crump Life Insurance. Not investment related. Start date: 06/19/2000. Address: 46 Convent Rd. Syosset NY, 11791. Title: Insurance Sales Rep. Duties: Insurance sales and service. Time spent during regular hours: 40%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-14
S63 Uniform Securities Agent State Law Examination 1987-02-17
  • S65 Uniform Investment Adviser Law Examination
    1997-04-14
  • S63 Uniform Securities Agent State Law Examination
    1987-02-17

View on SEC IAPD

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