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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-26
KY RA APPROVED 2014-03-31
  • TX RA
    APPROVED_RES
    Since 2023-12-26
  • KY RA
    APPROVED
    Since 2014-03-31

Branch Locations

12910 Shelbyville Rd Ste 250, Louisville, KY 40243-1594 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Louisville KY 11/2012 03/2020
Ameriprise Financial Services, Llc Louisville KY 03/2020 Present
Other Businesses

Business Ownership; Pippin Pippin & Company; Owner, Office Manager; Business entity for practice operation.; 12910 Shelbyville Rd #250, , Louisville, KY, 40243; Not Investment-Related; 01/10/2019; 40 to 59 hours per month; 0 during trading hours. Outside Employment; Pippin Pippin & Company LLC; Owner; This LLC is the business entity that I use to run my Ameriprise practice with. There is no other business conducted through it besides running the practice.; 12910 Shelbyville Road Ste 250, , Louisville, KY, 40243; Investment-Related; 01/01/2019; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-04
  • S66 Uniform Combined State Law Examination
    2013-12-04

View on SEC IAPD

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