Steven Robert Hartman

Eagle Strategies LLC

Claim This Profile

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
ND	RA	APPROVED	2022-05-16

ND RA
APPROVED

Since 2022-05-16

Branch Locations

808 3Rd Ave S Ste 420, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Fargo	ND	01/1979	Present
Nylife Securities Inc.	Fargo	ND	10/1983	Present
Eagle Strategies Llc	Fargo	ND	05/2022	Present

01/1979 → Present

New York Life Insurance Company

Fargo, ND
10/1983 → Present

Nylife Securities Inc.

Fargo, ND
05/2022 → Present

Eagle Strategies Llc

Fargo, ND

Other Businesses

BROKERAGE OF OUTSIDE INSURANCE PRODUCTS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-10-01

S63 Uniform Securities Agent State Law Examination

1983-10-01

Designations

View on SEC IAPD

Other Firms

EIGHTH WONDER INVESTMENTS

LPL ENTERPRISE, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

LPL FINANCIAL LLC

PRIME CAPITAL FINANCIAL

Other Investors

Joseph Daniel Keimig

DAREN LEE PLADSON

KURT ALAN NYGAARD

WARREN WALTER WILSON

Daniel Brian Schuster

THOMAS MARTIN STADUM

Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND

MARINER · Fargo, ND

LPL ENTERPRISE, LLC · fargo, ND

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND

FJELL CAPITAL · FARGO, ND

LPL FINANCIAL LLC · FARGO, ND

PRIME CAPITAL FINANCIAL · FARGO, ND

EDWARD JONES · FARGO, ND

More in Fargo, ND

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor