Doreen Anne Gest

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 04/2023
  Ameriprise Financial Services, Inc.
  Ft Lauderdale, FL
• 04/2023 → Present
  Raymond James Financial Services, Inc.
  Fort Lauderdale, FL
• 04/2023 → Present
  Raymond James Financial Services Advisors, Inc
  Fort Lauderdale, FL
• 04/2023 → Present
  Leeward Financial Group
  Ft Lauderdale, FL

Previous Registrations

• 2015-06-15 → 2023-05-12
  Ameriprise Financial Services, Llc
  Ft Lauderdale, FL
• 2014-12-18 → 2015-06-18
  Morgan Stanley
  Fort Lauderdale, FL
• 2001-04-06 → 2003-08-06
  A. G. Edwards & Sons, Inc.
  Fort Lauderdale, FL

Other Businesses

(1)Name of Business: LEEWARD FINANCIAL GROUP Address: 6550 n federal hwy ste 505, ft lauderdale, FL, 33308, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/28/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41-80 Description of duties: Administrative.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-15
• S63 Uniform Securities Agent State Law Examination
  2014-01-13

Other Names

• Doreen Haller Gest
• Doreen Anne Haller