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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-05-26 |
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Boston | MA | 02/1987 | Present |
| Metlife Securities Inc. | Williamsville | NY | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Amherst | NY | 03/2017 | Present |
(1) Name: Steven Lustig Inv rel: Y Addr: 6500 Sheridan Drive Suite 300 Williamsville, NY 14221 Nature: Individual Life Position: Agent Start date: 1/1/87 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Steven Lustig CPA Inv rel: Y Addr: 6500 Sheridan Drive Suite 300 Williamsville, NY 14221 Nature: CPA/Tax Preparation Position: Ownership Start date: 1/1/87 No. HR/MO: 0 No. HR/MO during sec trading: 0 (3)Name: Steven M Lustig, Inv Rel: Y Addr: 300 Corporate Parkway, Suite 216 N Amherst NY 14228 Nature: Trust Position: Trustee, Start: 9/1/2025, No Hr/Mo:10 No Hr/Mo Dur Trading:5 Duties: accounting and financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
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