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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2021-08-10 |
| TX | RA | APPROVED_RES | 2021-08-10 |
Branch Locations
360 W Park Dr Suite 200, Grand Junction, CO 81505 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Grand Junction | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Grand Junction | CO | 11/2016 | 08/2021 |
| D.A. Davidson & Co. | Grand Junction | CO | 08/2021 | Present |
1) ROCKY MOUNTAIN FOUNDATION; NON-INVESTMENT RELATED; LITTLETON, CO; NON-PROFIT; BOARD MEMBER; START 11/12/21; 10 HRS/QRTR; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I SERVE AS A BOARD MEMBER FOR THE FOUNDATION WHICH INVESTS MONEY FOR CHRISTIAN ENTITIES, PRIMARILY CHURCHES. 2) MAILE LANI DUPLEXES; INVESTMENT RELATED; KEALAKEKUA, HI; PERSONAL OWNERSHIP; 1/8 OWNERSHIP IN BUSINESS; START 11/29/22; 1-2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PART OWNER OF RENTALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-17 |
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