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Darrell L Dawes

Park Avenue Securities LLC

Brentwood, TN

Atlanta, GA

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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-07-26
FL RA APPROVED 2017-03-20
IN RA APPROVED 2013-06-19
VA RA APPROVED 2011-04-08
MI RA APPROVED 2009-11-13
GA RA APPROVED 2006-07-24
IL RA APPROVED 2006-07-20
NC RA APPROVED 2006-07-20
TN RA APPROVED 2006-07-20
  • AL RA
    APPROVED
    Since 2023-07-26
  • FL RA
    APPROVED
    Since 2017-03-20
  • IN RA
    APPROVED
    Since 2013-06-19
  • VA RA
    APPROVED
    Since 2011-04-08
  • MI RA
    APPROVED
    Since 2009-11-13
  • GA RA
    APPROVED
    Since 2006-07-24
  • IL RA
    APPROVED
    Since 2006-07-20
  • NC RA
    APPROVED
    Since 2006-07-20
  • TN RA
    APPROVED
    Since 2006-07-20

Branch Locations

101 Westpark Dr Suite 310, Brentwood, TN 37027 • United States

5600 Glenridge Dr. Suite 600 East, Atlanta, GA 30342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Atlanta GA 02/2016 Present
Park Avenue Securities Llc Atlanta GA 02/2016 Present
Previous Registrations
  • 2005-09-22 → 2010-12-31
    Peachtree Planning Advisors, Inc.
    Brentwood, TN
  • 2004-02-20 → 2004-12-08
    New England Securities
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-17
S63 Uniform Securities Agent State Law Examination 1991-12-05
  • S65 Uniform Investment Adviser Law Examination
    1997-03-17
  • S63 Uniform Securities Agent State Law Examination
    1991-12-05
Designations
Other Names
  • Corky Dawes
  • Darrell Lee Dawes

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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