Terry Eugene Dupont

Current Employers

Brookwood Investment Group

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2026-01-23

IN RA
APPROVED

Since 2026-01-23

Branch Locations

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Roann, IN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dupont & Associates	Indianapolis	IN	01/2003	Present
Redwood Tax Specialists	Warsaw	IN	01/2021	Present
Dupont Advisory Group	Roann	IN	07/2010	Present

01/2003 → Present

Dupont & Associates

Indianapolis, IN
01/2021 → Present

Redwood Tax Specialists

Warsaw, IN
07/2010 → Present

Dupont Advisory Group

Roann, IN

Previous Registrations

2011-01-31 → 2025-12-31

Dupont Advisory Group

Roann, IN
2010-08-13 → 2010-12-31

Dupont Advisory Group

Roann, IN

Other Businesses

OWNER OF DUPONT & ASSOCIATES. SALES OF LIFE INSURANCE, HEALTH INSURANCE, AND ANNUITIES. NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-27
S63	Uniform Securities Agent State Law Examination	2005-01-24

S65 Uniform Investment Adviser Law Examination

2010-07-27
S63 Uniform Securities Agent State Law Examination

2005-01-24

View on SEC IAPD

Current Employers

Brookwood Investment Group

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews