Terry Eugene Dupont

Employer firm

Brookwood Investment Group CRD 316544

$1.25B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Dupont & Associates
  Indianapolis, IN
• 01/2021 → Present
  Redwood Tax Specialists
  Warsaw, IN
• 07/2010 → Present
  Dupont Advisory Group
  Roann, IN

Previous Registrations

• 2011-01-31 → 2025-12-31
  Dupont Advisory Group
  Roann, IN
• 2010-08-13 → 2010-12-31
  Dupont Advisory Group
  Roann, IN

Other Businesses

OWNER OF DUPONT & ASSOCIATES. SALES OF LIFE INSURANCE, HEALTH INSURANCE, AND ANNUITIES. NON-INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-07-27
• S63 Uniform Securities Agent State Law Examination
  2005-01-24