Christopher Adam Forbes

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 03/2021
  Waddell & Reed, Inc
  Lisle, IL
• 09/2006 → 03/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Sugar Grove, IL
• 10/2012 → 01/2017
  Camp Fire Usa
  Lombard, IL
• 04/2016 → 03/2021
  Christopher Forbes Tax Preperation
  Sugar Grove, IL
• 02/2017 → 03/2021
  Black Walnut Trails Hoa
  Sugar Grove, IL
• 09/2020 → 03/2021
  Crosstown Financial Advisors, Llc
  Sugar Grove, IL
• 03/2021 → Present
  Ameriprise Financial Services Llc
  Sugar Grove, IL

Previous Registrations

• 2006-09-01 → 2021-03-24
  Waddell & Reed
  Lisle, IL
  Lisle, IL
  Lisle, IL
  Savage, MN

Other Businesses

Real Estate Ownership; Commercial; 474 Division Drive, Unit A, , Sugar Grove, IL, 60554; Investment-Related; 03/17/2021. Independent Insurance Brokering; Securian Financial; 05/13/2021; Term Life. Business Ownership; Crosstown Financial Advisors LLC; Financial Advisor; Consulting; 474 Division Drive, Suite A, , Sugar Grove, IL, 60554; Investment-Related; 04/01/2020; 1 to 9 hours per month; 0 during trading hours / Forbes SG Holdings LLC; Managing Agent to file Annual Report and record balance sheet.; Commercial Real Estate; 474 Division Drive Unit A, , Sugar Grove, IL, 60554; Not Investment-Related; 03/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Forbes Tax Prep; Tax Prep Services; Tax Preparation; 993 Jennifer Ct, , Sugar Grove, IL, 60554; Not Investment-Related; 01/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Top Pick Athletics; Co-owner; Looking to purchasing into a sports complex. The sports complex focus on personal training and travel baseball teams. Complex consists of baseball hitting tunnels, weight lifting, and open area concepts.; 769 HEARTLAND DRIVE, , Sugar Grove , IL, 60554; Not Investment-Related; 02/01/2024; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Forbes Tax Planning; Tax Preparer - File tax returns; ; 993 Jennifer Ct, , Sugar Grove, IL, 60554; Not Investment-Related; 02/01/2016; 10 to 19 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-31
• S63 Uniform Securities Agent State Law Examination
  2006-08-14

Designations

• Certified Financial Planner

Other Names

• Christopher Forbes
• Chris Adam Forbes