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Barton Reid Warren

Mwa Financial Services Inc.

Sugar Grove, IL

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-06-04
  • IL RA
    APPROVED
    Since 2020-06-04

Branch Locations

160 S Municipal Dr Suite 101, Sugar Grove, IL 60554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 01/2009 Present
Mwa Financial Services, Inc. Rock Island IL 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-22
S63 Uniform Securities Agent State Law Examination 2003-04-15
  • S65 Uniform Investment Adviser Law Examination
    2020-02-22
  • S63 Uniform Securities Agent State Law Examination
    2003-04-15
Other Names
  • Bart Warren

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Sugar Grove, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SUGAR GROVE, IL
EDWARD JONES · AURORA, IL
J.P. MORGAN SECURITIES LLC · AURORA, IL
LPL FINANCIAL LLC · AURORA, IL
HIGHTOWER ADVISORS, LLC · Aurora, IL
SERVANT FINANCIAL, LTD. · AURORA, IL
AUSDAL FINANCIAL PARTNERS, INC. · AURORA, IL

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