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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-04-14 |
| AR | RA | APPROVED | 1995-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Little Rock | AR | 12/2000 | Present |
LJL FAMILY TRUST - P O BOX 1931, LITTLE ROCK - INVESTMENT RELATED - TRUSTEE/33 1/3% OWNER - FAMILY TRUST THAT OWNS 50% OF APPROX 50 ACRES OF FARMLAND IN WOODRUFF COUNTY, AR, A RENT HOUSE IN FORREST CITY, AR & A CHECKING ACCT @ IBERIA BANK ALL INHERITED FROM OUR MOTHER - 11/2015 - 1 HOUR PER MONTH DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-20 |
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