Donald Eugene Oates

Current Employers

Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-03-27

MD RA
APPROVED

Since 2013-03-27

Branch Locations

4014 Hampstead Mexico Road, Hampstead, MD 21074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lombard Securities Incorporated	Upperco	MD	03/1992	Present
Castle Realty	Upperco	MD	07/1999	Present

03/1992 → Present

Lombard Securities Incorporated

Upperco, MD
07/1999 → Present

Castle Realty

Upperco, MD

Other Businesses

2011- WHITEHOUSE FINANCIAL GROUP: SELLS FIXED INSURANCE, LIFE AND HEALTH, MEDICAL SUPPLEMENT INSURANCE. ABOUT 2/3 OF MY PRACTICE IS IN NON-SECURITIES INSURANCE. I OWN CASTLE REALTY - LICENSED FOR SALE OF RESIDENTIAL REAL ESTATE FINRA ARBITRATOR AND TAX PREPARATION (SEASONAL)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-10-20

S63 Uniform Securities Agent State Law Examination

1986-10-20

Designations

Other Names

Donald Eugene Oates
Don Oates

View on SEC IAPD

Current Employers

Lombard Advisers Incorporated

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews