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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-11-14 |
Branch Locations
1331 N. Main St, Hampstead, MD 21074 • United States
303 International Circle Suite 105, Hunt Valley, MD 21030-1364 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Hunt Valley | MD | 10/2015 | 11/2024 |
| Prudential Insurance Company Of America | Hunt Valley | MD | 01/2016 | Present |
| Lpl Enterprise, Llc | Hampstead | MD | 11/2024 | Present |
1) 10/25/2024 - 1331 Property, LLC - Property management 1331 N Main St., Hampstead, MD 21074 - Real Estate Rental - Inv Related - At Hunt Valley, MD - Start Date 12/01/2018 - 1hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-07 |
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