Harold Michael Korin

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-01-14
TX	RA	APPROVED	2025-09-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Avantax Investment Services, Inc.	Plano	TX	02/1996	09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services	Plano	TX	10/2000	09/2025
Cetera Wealth Services, Llc	Plano	TX	09/2025	Present
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	Present

02/1996 → 09/2025

Avantax Investment Services, Inc.

Plano, TX
10/2000 → 09/2025

Avantax Insurance Agency And/Or Avantax Insurance Services

Plano, TX
09/2025 → Present

Cetera Wealth Services, Llc

Plano, TX
09/2025 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-18
S63	Uniform Securities Agent State Law Examination	1984-10-31

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