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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-04 |
Branch Locations
888 High St, Worthington, OH 43085 • United States
Columbus, OH • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Columbus | OH | 04/2005 | 01/2018 |
| Ameriprise Financial Services Inc | Upper Arlington | OH | 01/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Worthington | OH | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-28 |
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