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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-08-23 |
| TX | RA | APPROVED_RES | 2010-02-08 |
| IN | RA | APPROVED | 2003-03-03 |
| OH | RA | APPROVED | 2002-02-07 |
| WI | RA | APPROVED | 1998-04-15 |
Branch Locations
Newport Square Building 10528 N. Port Washington Road, Mequon, WI 53092 • United States
Bonita Springs, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Mequon | WI | 03/2008 | Present |
| City National Bank | Mequon | WI | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-25 |
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