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20 Mckenna Ter, Boston, MA 02132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-06-18 |
| ME | RA | APPROVED | 2018-02-13 |
Branch Locations
14 Maine Street Suite 109B, Brunswick, ME 04011 • United States
183 Middle Street, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Equity Services Corporation | Bolton | MA | 01/2005 | 12/2017 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 01/2018 | 02/2018 |
1. LIFE, HEALTH AND DISABILITY INSURACNE LICENSE. NAME: DOW INVESTMENT GROUP, ADDRESS: SAME AS BRANCH ADDRESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-22 |
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