Peter Steven Coopersmith

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2003-01-29

ME RA
APPROVED

Since 2003-01-29

Branch Locations

Waldoboro, ME • United States

18 Pleasant Street, Brunswick, ME 04011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Equity Services, Inc.	Waltham	MA	01/1996	Present

01/1996 → Present

Commonwealth Equity Services, Inc.

Waltham, MA

Other Businesses

FIXED INSURANCE SALES AT BRANCH LOCSTION, INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-27
S63	Uniform Securities Agent State Law Examination	1994-08-10

S66 Uniform Combined State Law Examination

2003-01-27
S63 Uniform Securities Agent State Law Examination

1994-08-10

Other Names

Stephen Peter Coopersmith

View on SEC IAPD