Stephen Cutler Arnold

Current Employers

Employment History

• 01/2013 → 09/2023
  Sagepoint Financial
  Westlake Village, CA
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Newbury Park, CA
• 10/2023 → Present
  Kestra Investment Services, Llc
  Palm Desert, CA
• 10/2023 → Present
  Kestra Advisory Services, Llc
  Palm Desert, CA

Previous Registrations

• 2023-09-01 → 2023-10-08
  Osaic Wealth, Inc.
  Newbury Park, CA
• 2013-01-10 → 2023-09-01
  Osaic Services, Inc.
  Newbury Park, CA
• 2009-01-06 → 2013-01-03
  Independent Financial Group, Llc
  San Diego, CA
  San Diego, CA
  Camarillo, CA
  Camarillo, CA
• 2008-10-07 → 2008-12-11
  Eplanning Advisors Inc
  Roseville, CA

Other Businesses

Business Name: FINANCIAL POINTE POSITION: registered representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2023 ADDRESS: 3323 Old Conejo Rd, Thousand Oaks CA 91360 DESCRIPTION: registered representative Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 10/03/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: STEPHEN C ARNOLD POSITION: owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/31/1983 ADDRESS: 78373 Sterling Lane, Palm Desert CA 92211 DESCRIPTION: Selling and servicing insurance clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-04
• S63 Uniform Securities Agent State Law Examination
  1983-10-28