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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-06 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
5242 Katella Ave., #102, Los Alamitos, CA 90720 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 11/2012 | 06/2025 |
| Vanderbilt Securities, Llc | Woodbury | NY | 06/2025 | Present |
| Vanderbilt Adviusory Services | Woodbury | NY | 06/2025 | Present |
Accident & Health, Life, and Variable Insurance. Not investment related. Start date: 01/02/1990. Address: 5242 Katella Ave. Los Alamitos CA 90720. Title: Agent. Duties: Fixed insurance sales. Time spent during regular hours: 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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