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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-11-13 |
| AL | RA | APPROVED | 2013-02-13 |
Branch Locations
2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Birmingham | AL | 02/2013 | Present |
(1)Name of Business: Ronald McDonald House Charities of Alabama Address: 1700 4th Avenue South, Birmingham, AL, 35233, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member, Committee Member Investment Related: Yes Start Date: 01/18/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The board has a fiduciary responsibility to steward the resources of RMHCA in furtherance of its mission. The Board sets policy and ensures that policy is up to date and properly implemented by the CEO.\nMission: With diligence, integrity, and compassion, the RMHCA joins and families in their efforts to find hope, support, happiness and growth, regardless of obstacles placed before them. (2)Name of Business: Ronald McDonald House Finance Committee Address: 1700 4th Avenue South, Birmingham, AL, 35233, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 08/21/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: -Attend Quarterly Meetings-Offer Financial Advice-Support Fund Raising Efforts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-03 |
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