John Julian Vazquez

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2004-10-26
NM	RA	APPROVED	2002-08-07
MD	RA	APPROVED	2000-01-10

TX RA
APPROVED_RES

Since 2004-10-26
NM RA
APPROVED

Since 2002-08-07
MD RA
APPROVED

Since 2000-01-10

Branch Locations

125 Lincoln Ave Ste 401, Santa Fe, NM 87501 • United States

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Santa Fe	NM	12/1999	Present

12/1999 → Present

Ubs Financial Services Inc.

Santa Fe, NM

Other Businesses

1) JLX LLC,United States,Oil & Gas Industries (Exploration, Production, Integrated),Managing energy royalty interests that my wife inherited,Partner,discovering ownership interests in my wife's royalty interests,Start date -11/4/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1990-10-05
S63	Uniform Securities Agent State Law Examination	1983-09-24

S65 Uniform Investment Adviser Law Examination

1990-10-05
S63 Uniform Securities Agent State Law Examination

1983-09-24

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews