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Susan Crane

Cetera Investment Advisers LLC

St Paul, MN

St Paul, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, St Paul, MN 55101 • United States

St Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable Minneapolis MN 06/2017 06/2020
Axa Advisors, Llc New York NY 07/2017 06/2020
Robert Half Minneapolis MN 03/2016 11/2016
Unemployed Saint Paul MN 12/2016 06/2017
Equitable Minneapolis MN 06/2017 01/2022
Equitable Advisors, Llc New York NY 07/2017 01/2022
Advisor Group Oakdale MN 02/2022 01/2023
Minnesota Life Insurance Co St Paul MN 01/2023 08/2023
Securian Financial Services Inc St Paul MN 02/2023 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2017 → 06/2020
    Axa Equitable
    Minneapolis, MN
  • 07/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2016 → 11/2016
    Robert Half
    Minneapolis, MN
  • 12/2016 → 06/2017
    Unemployed
    Saint Paul, MN
  • 06/2017 → 01/2022
    Equitable
    Minneapolis, MN
  • 07/2017 → 01/2022
    Equitable Advisors, Llc
    New York, NY
  • 02/2022 → 01/2023
    Advisor Group
    Oakdale, MN
  • 01/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 02/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2023-02-27 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
  • 2022-02-08 → 2023-01-03
    Woodbury Financial Services, Inc.
    Oakdale, MN
  • 2017-07-07 → 2022-02-01
    Equitable Advisors, Llc
    Minneapolis, MN
  • 2014-11-20 → 2015-10-02
    Voya Financial Advisors, Inc.
    Minneapolis, MN
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-01
S63 Uniform Securities Agent State Law Examination 2000-08-14
  • S66 Uniform Combined State Law Examination
    2014-11-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-14
Other Names
  • Susan Kay Plennert
  • Susan Kay Crane

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
WELLS FARGO CLEARING SERVICES, LLC
CAPTRUST

Other Investors

HEATHER FITCH RADCLIFF
CHRISTOPHER J SCHWARTZ
JAMES P. SHAFER
MICHAEL BRIAN BLOCK
Kathryn Marie Viste
Creighton Silvain
Thomas Running
DOUGLAS JAMES BRUCE

Other Offices

UBS FINANCIAL SERVICES INC. · ST PAUL, MN
CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN

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