Clifford William Jarvis

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2009 → Present
  Ohanesian/Lecours, Inc.
  West Hartford, CT

Previous Registrations

• 1991-04-04 → 2018-12-14
  Ohanesian / Lecours, Inc.
  West Hartford, CT
  West Hartford, CT

Other Businesses

1. INDEPENDENT INSURANCE AGENT, WINDSOR LOCKS, CT, 01/1990. VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-0/WK-0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. WEALTH STRATEGIES TEAM LLC, 3 Walnut Farms Drive, Farmington CT 06032, United States, 01/01/2022, W2 Employee, 1099 Contractor, NIR, 120 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-10-18

Other Names

• Cliff William Jarvis
• Cliff William Jarvis