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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-03-21 |
Branch Locations
7 Oak Hill Terrace Suite 204, Scarborough, ME 04074 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Price Financial | Scarborough | ME | 02/1992 | Present |
| Cetera Advisors Llc | Denver | CO | 06/1996 | Present |
| The Maine Real Estate Network | Portland | ME | 02/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
(1) PRICE FINANCIAL, TAX PREPARATION - NOT INVESTMENT RELATED, ADDRESS IS REGISTERED LOCATION, START 01/01/92, 5 HR/WK. - VARIES DURING TRADING HOURS, 100% OWNER - INCOME TAX RETURN PREPARATION SERVICES. (2) PRICE FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 1992, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/19/2016 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND LONG TERM CARE. (4) NAME OF OTHER BUSINESS: THE BEAN GROUP ; INVESTMENT RELATED: NO; ADDRESS: 75 JOHN ROBERTS ROAD, SOUTH PORTLAND, ME 04106; NATURE OF BUSINESS: REAL ESTATE; START DATE: 05/2018 ; POSITION/TITLE/RELATIONSHIP: REAL ESTATE AGENT; APX NUMBER OF HOURS PER WEEK: 0-5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-5 ; BRIEF DESCRIPTION OF DUTIES: ASSOCIATE BROKER ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-02 |
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