Antonio Angel Zapata

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 01/2017
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2017 → 12/2020
  Wells Fargo Clearing Services, Llc
  Surprise, AZ
• 01/2017 → 06/2017
  Unemployed
  Peoria, AZ
• 03/2021 → 06/2021
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 12/2020 → 03/2021
  Unemployed
  Peoria, AZ
• 06/2021 → 07/2025
  Assetmark Financial Holdings Inc.
  Phoenix, AZ
• 06/2021 → 07/2025
  Assetmark Brokerage, Llc
  Phoenix, AZ
• 07/2025 → Present
  Charles Schwab, Inc.
  Phoenix, AZ

Previous Registrations

• 2021-08-24 → 2025-07-16
  Assetmark, Inc.
  Phoenix, AZ
  Concord, CA
• 2021-03-23 → 2021-07-06
  Edelman Financial Engines
  Phoenix, AZ
• 2017-10-03 → 2020-11-09
  Wells Fargo Clearing Services, Llc
  Surprise, AZ

Exams

• S66 Uniform Combined State Law Examination
  2018-08-22
• S63 Uniform Securities Agent State Law Examination
  2004-03-18

Other Names

• Tony Zapata
• Antonio Angel Zapata
• Antonio A Zapata