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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-15
SC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-04-15
  • SC RA
    APPROVED
    Since 2021-02-17

Branch Locations

235 Magrath Darby Blvd Ste 330, Mt Pleasant, SC 29464 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scott & Stringfellow, Llc Charleston SC 10/2010 Present
Bb&T Securities, Llc Mt. Pleasant SC 01/2013 Present
Truist Investment Services, Inc. Mt. Pleasant SC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 10/2010 → Present
    Scott & Stringfellow, Llc
    Charleston, SC
  • 01/2013 → Present
    Bb&T Securities, Llc
    Mt. Pleasant, SC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Mt. Pleasant, SC
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2013-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Mt. Pleasant, SC
    Richmond, VA
  • 2010-10-18 → 2013-01-02
    Scott & Stringfellow, Llc
    Mt. Pleasant, SC
  • 1994-06-24 → 2010-10-22
    Mt. Pleasant, SC
    Mt Pleasant, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-24
S63 Uniform Securities Agent State Law Examination 1983-11-17
  • S65 Uniform Investment Adviser Law Examination
    1995-07-24
  • S63 Uniform Securities Agent State Law Examination
    1983-11-17

View on SEC IAPD

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