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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2022-11-09 |
| CA | RA | APPROVED | 2022-11-07 |
Branch Locations
414 Old Taos Hwy [Satellite], Santa Fe, NM 87501 • United States
595 Humboldt St Ste 200, Reno, NV 89509 • United States
1319 Marsh St 100 [Satellite], San Luis Obispo, CA 93401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Luis Obispo | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Luis Obispo | CA | 11/2016 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Long Beach | CA | 11/2022 | Present |
THE FAIRCHILD GROUP LLC; INV RELATED; SAN LUIS OBISPO, CA; 100% OWNERSHIP; START 12/15/2022; 2 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-27 |
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