Best Investors Account Sign in

James Patrick Gallagher

Morgan Stanley

Shrewsbury, NJ

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-19
NJ RA APPROVED 2013-01-28
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • NJ RA
    APPROVED
    Since 2013-01-28

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Shrewsbury NJ 01/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 01/2013 → Present
    Shrewsbury, NJ
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-06
S63 Uniform Securities Agent State Law Examination 1992-09-22
  • S65 Uniform Investment Adviser Law Examination
    1994-12-06
  • S63 Uniform Securities Agent State Law Examination
    1992-09-22
Other Names
  • James Gallagher
  • James P Gallagher

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Shrewsbury, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor