Richard Douglas Keppler

Current Employers

First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2016-05-02

WA RA
APPROVED

Since 2016-05-02

Branch Locations

1801 Seaview Avenue, Coupeville, WA 98239 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Alliance Fund Distributors, Inc.	New York	NY	04/1995	Present

04/1995 → Present

Alliance Fund Distributors, Inc.

New York, NY

Previous Registrations

2012-04-20 → 2016-04-28

Redhawk Wealth Advisors, Inc.

Coupeville, WA

Other Businesses

INDEPENDENT INSURANCE AGENT, NON-INVESTMENT RELATED,1801 SEAVIEW AVENUE, COUPEVILLE, WA 98239, DATES: 07/2011 - PRESENT, 150 HOURS, 30-35 HOURS, PROSPECTING FOR NEW INSURANCE CLIENTS AND SERVICING EXISTING BOOK OF BUSINESS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-17
S63	Uniform Securities Agent State Law Examination	1984-12-20

S65 Uniform Investment Adviser Law Examination

2012-04-17
S63 Uniform Securities Agent State Law Examination

1984-12-20

View on SEC IAPD

Current Employers

First Advisors National, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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