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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-12-19 |
| MI | RA | APPROVED | 2014-07-18 |
Branch Locations
726 Notre Dame St., Grosse Pointe, MI 48230 • United States
St Clr Shores, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sterling Heights | MI | 08/2012 | 11/2018 |
| Securities America, Inc. | Sterling Heights | MI | 11/2018 | 11/2018 |
| Securities America Advisors | Sterling Heights | MI | 11/2018 | 11/2018 |
| Ameriprise Financial Services, Llc | Grosse Pointe | MI | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-26 |
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