Paul Steven Leonard

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-14
MI	RA	APPROVED	2010-12-22

TX RA
APPROVED_RES

Since 2025-01-14
MI RA
APPROVED

Since 2010-12-22

Branch Locations

328 East St, Rochester, MI 48307-2013 • United States

726 Notre Dame St., Grosse Pointe, MI 48230 • United States

Bellaire, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Sterling Heights	MI	08/2010	10/2018
Securities America, Inc.	Sterling Heights	MI	10/2018	Present
Securities America Advisors	Sterling Heights	MI	10/2018	Present

08/2010 → 10/2018

Ameriprise Financial Services, Inc.

Sterling Heights, MI
10/2018 → Present

Securities America, Inc.

Sterling Heights, MI
10/2018 → Present

Securities America Advisors

Sterling Heights, MI

Previous Registrations

2018-11-12 → 2018-12-11

Securities America Advisors, Inc.

Sterling Heights, MI

Other Businesses

Business Ownership; PL LLC; To operate my financial advisory practice; Looking for form an entity to operate my financial advisory practice; 39127 Marne Ave, , Sterling Heights, MI, 48313; Investment-Related; 11/01/2020; 60 hours per month; 60 during trading hours. Board of Directors; The Friends of Glacial Hills; Treasurer; 321 North Bridge Street, , Bellaire, MI, 49615; Not Investment-Related; 04/28/2019; 1 to 9 hours per month; 0 during trading hours / Forest Condo; President; 5820 Shanty Creek Road, , Bellaire, MI, 49615; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 0 during trading hours / Infinite Multisport Triathlon Club; President Emeritus; 39127 Marne AveSterling Heights, MI 48313, ,; Not Investment-Related; 04/01/2014; 1 to 9 hours per month; 0 during trading hours. Outside Employment; PL LLC; President - I will be using this to operate my financial advisory practice.; ; 39127 Marne Ave, , Sterling Heights, MI, 48313; Investment-Related; 11/16/2020; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-12-10
S63	Uniform Securities Agent State Law Examination	1998-12-30

S66 Uniform Combined State Law Examination

2010-12-10
S63 Uniform Securities Agent State Law Examination

1998-12-30

View on SEC IAPD