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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-03-09 |
| TX | RA | APPROVED | 2020-03-09 |
Branch Locations
34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ashton Young, Inc. | Bloomfield Hills | MI | 07/1983 | 03/2020 |
| Morgan Stanley Smith Barney Llc | Birmingham | MI | 03/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
1. *394639 - Ashton Young, Inc.; Investment related Yes; Bloomfield Hills, Michigan; Investment/Finance/Banking; Officer (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 60; Administrative 2. *394642 - LSG Financial LLC ; Investment related Yes; Bloomfield Hills, Michigan; Insurance; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2019; During business hours: 0; After business hours: 1; Administrative 3.*540997- Trust; Investment related-Yes; Bloomfield Hills, Michigan; 02/2023; During business hours: 2; After business hours: 3
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-25 |
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