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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2025-02-11 |
| CT | RA | APPROVED | 2018-11-09 |
Branch Locations
74 Batterson Park Rd. Ste. 303, Farmington, CT 06032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Washington National Insurance Co | Evanston | IL | 04/1981 | Present |
| Connecticut Mutual Life Ins. Co. | Farmington | CT | 03/1986 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2018 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2018 | Present |
| Ohanesian/Lecours, Inc. | West Hartford | CT | 06/2009 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) OHANESIAN AND LECOURS, INC, 433 S MAIN ST, WEST HARTFORD, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/02/18, NIR, 5/WK- 0/TRADING 3) OSJ PARTNERS, 433 SOUTH MAIN ST, STE 104, WEST HARTFORD, CT, ADV REP OF A REG INV ADVISOR, 01/01/21, INV REL, MEMBER, 4 HR/WK- 0/TRADING HR. 4) KENNETH RIZZIO, 1262 SUGAR SANDS BLVD RIVIERA BEACH FL 33404, 01/2023, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-14 |
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