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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-09-06 |
| TX | RA | APPROVED | 2018-10-17 |
Branch Locations
3567 E Sunrise Dr Suite 143B, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Tucson | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 10/2018 |
| Robert W Baird & Co | Tucson | AZ | 10/2018 | Present |
CO-TRUSTEE FOR PARENT'S TRUSTS, INV RELATED, HOPKINSVILLE, KY, START: 9/2009, 1 HOUR PER MONTH/0 DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; MARANA, AZ; STAR TDATE 9/2009; 1 HR PER MONTH; 0 HRS DURING TRADING. NOTARY PUBLIC, NOT INVESTMENT RELATED, TUCSON, AZ. START: 4/15/2014, 3 HOURs/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-28 |
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