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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 1998-07-14
  • VA RA
    APPROVED
    Since 1998-07-14

Branch Locations

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Springfield MA 03/1996 Present
Mml Investors Services, Inc. Richmond VA 03/1996 Present
#Ia Mml Investors Services Glen Allen VA 03/1996 Present
  • 03/1996 → Present
    Massachusetts Mutual Life Insurance Co
    Springfield, MA
  • 03/1996 → Present
    Mml Investors Services, Inc.
    Richmond, VA
  • 03/1996 → Present
    #Ia Mml Investors Services
    Glen Allen, VA
Other Businesses

NAME: FINANCIAL GROUP OF VIRGINIA REL: Y ADD: 100 EAST SHORE DRIVE, SUITE 300, GLEN ALLEN, VA 23059 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 3/1/1996 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DUTIES: LIFE, HEALTH, FIXED ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-24
S63 Uniform Securities Agent State Law Examination 1983-09-19
  • S65 Uniform Investment Adviser Law Examination
    1998-06-24
  • S63 Uniform Securities Agent State Law Examination
    1983-09-19

View on SEC IAPD

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