Thomas Howard Oliphint

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 11/2016
  Lpl Financial, Llc
  San Antonio, TX
• 01/2021 → 09/2021
  Covenant
  San Antonio, TX
• 08/2015 → 09/2021
  One Advocate Group
  San Antonio, TX
• 09/2021 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC

Previous Registrations

• 2021-01-12 → 2021-11-24
  Covenant
  San Antonio, TX
• 2015-08-03 → 2021-09-14
  One Advocate Group
  San Antonio, TX
• 2011-03-04 → 2015-11-11
  Independent Financial Partners
  San Antonio, TX
  San Antonio, TX
• 2006-08-07 → 2013-03-27
  Lpl Financial Llc
  San Antonio, TX
  Fort Mill, SC
  San Antonio, TX
• 1999-12-30 → 2012-03-30
  One Advocate Group
  San Antonio, TX
• 1986-10-29 → 2006-08-11
  Mml Investors Services, Llc
  San Antonio, TX
  San Antonio, TX

Other Businesses

1. Grand Purpose Advocate, address: private residence, Owner, Consulting, Since 1/01/1995. 2) Kinetic Kids; Investment-Related: No; San Antonio, TX; Sports ; President, Board of Directors ; Start: 3/1/22 ; Hours/Month: 8; Hours during Market Hours: 4; Duties: Board Member

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1983-12-16

Other Names

• Thomas Howard Oliphint