Charles Case Dobson

Employer firm

Dobson Asset Management LLC CRD 315281

$72.0M regulatory AUM 5 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Dobson Asset Management Llc

5200 S Macadam Ave. Suite 320, Portland, OR 97239 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-12-09

OR RA
APPROVED

Since 2024-12-09

Branch Locations

1306 Nw Hoyt St Suite 408, Portland, OR 97212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Avalon Trust	Santa Fe	NM	09/2015	Present

09/2015 → Present

Avalon Trust

Santa Fe, NM

Previous Registrations

2011-04-13 → 2016-11-23

Dobson Asset Management, Inc.

Portland, OR
1996-05-20 → 2004-12-31

Dobson Asset Management

Portland, OR

Other Businesses

I am also employed by Avalon Trust. Avalon Trust is an investment related business. The address is 125 Lincoln Avenue, Suite 301, Santa Fe, New Mexico, 87501. Avalon Trust is a trust company, regulated under the laws of New Mexico. My position is Sr. Vice President, and I began my relationship with Avalon Trust in September of 2016. I devote 60 hours a month to my work at Avalon Trust, about 40 of these hours come during securities trading hours. My duties primarily involve relationship management.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-08-08

S63 Uniform Securities Agent State Law Examination

1983-08-08

Designations

Certified Financial Planner

Other Names

Charlie Dobson

View on SEC IAPD