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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-24
  • NC RA
    APPROVED
    Since 2022-01-24

Branch Locations

1414 West Northwood Street, Greensboro, NC 27408 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Greensboro NC 07/2004 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greensboro NC 10/2009 12/2016
First Citizens Bank Greensboro NC 12/2016 Present
First Citizens Investor Services Raleigh NC 12/2016 Present
  • 07/2004 → 12/2016
    Bank Of America, N.A.
    Greensboro, NC
  • 10/2009 → 12/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Greensboro, NC
  • 12/2016 → Present
    First Citizens Bank
    Greensboro, NC
  • 12/2016 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2006-09-05
  • S65 Uniform Investment Adviser Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2006-09-05
Other Names
  • Stan Godwin

View on SEC IAPD

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