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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-24 |
Branch Locations
1414 West Northwood Street, Greensboro, NC 27408 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Greensboro | NC | 07/2004 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 10/2009 | 12/2016 |
| First Citizens Bank | Greensboro | NC | 12/2016 | Present |
| First Citizens Investor Services | Raleigh | NC | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-05 |
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