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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-11 |
| DC | RA | APPROVED | 2010-05-07 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Washington, DC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Washington | DC | 04/2010 | Present |
| City National Bank | Washington | DC | 06/2017 | Present |
(1) NAME OF ENTITY: Barker Adoption Foundation. ADDRESS OF BUSINESS: 7979 Old Georgetown Rd Bethesda, MD 20814. BUSINESS DESCRIPTIONS: Non profit serving adoptive parents, birth parents and adoptive persons. BUSINESS IS NOT INVESTMENT RELATED. PROJECTED START DATE: - 09/13/16. PROJECTED END DATE: - 09/01/17. CAPACITY: Board of Directors. DUTIES PERFORMED: Member of Board of Directors. HOURS DEVOTED TO THIS OBA PER MONTH: 01. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: None. (2) NAME: N Street Folly LLC Non-Investment Related ADDRESS: 5012 Tilden ST NW Washington, DC 20016 Nature of OBA: Real Estate Position/Title/Relationship: Partner Start Date: 01/21/22 Time Devoted: 0 Duties: Standard FA responsibilities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-31 |
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