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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-07-13 |
Branch Locations
771 Corporate Drive Suite 605, Lexington, KY 40503 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Llc | Lexington | KY | 04/2009 | 07/2022 |
| Robert W. Baird & Co. Incorporated | Lexington | KY | 10/2019 | 07/2022 |
| Benjamin F. Edwards | Lexington | KY | 07/2022 | Present |
Kentucky Softball Hall of Fame, invest-related, Treasurer of the Kentucky Softball Hall of Fame, 3 hrs/month with zero during trading hrs, duties include will be responsible for the finances of the organization. No transactions can occur without the approval of the board and another signature on any checks for the account.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-06-13 |
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