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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
OH RA APPROVED 2003-01-14
  • TX RA
    APPROVED
    Since 2022-04-20
  • OH RA
    APPROVED
    Since 2003-01-14

Branch Locations

5636 Bridgetown Rd Suite H, Cincinnati, OH 45248 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Ins. Co. Cincinnati OH 08/1979 Present
Hornor, Townsend & Kent, Inc. Cincinnati OH 08/1979 Present
  • 08/1979 → Present
    Penn Mutual Life Ins. Co.
    Cincinnati, OH
  • 08/1979 → Present
    Hornor, Townsend & Kent, Inc.
    Cincinnati, OH
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: ALTENAU FINANCIAL SERVICES | Position Held: Agent | Address: 5636 BRIDGETOWN ROAD, CINCINNATI, OH 45248 | Start Date: 08/1979 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 26-40 Hrs | Approx Trading Hrs Per Mth: 26-40 Hrs | Description of Duties: MEETING WITH CLIENTS TO DISCUSS INSURANCE AND INVESTMENT NEEDS. 2) TRUSTEE FOR OAKDALE PARK OFFICE CONDO ASSOCIATION | Investment Related: No | DBA Name: N/A | Position Held: Other | Address: 5636 BRIDGETOWN RD., STE. H, CINCINNATI, OH 45248 | Start Date: 01/01/2014 | Nature of Activity: Other | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: TRUSTEE, ADMINISTRATIVE DECISION-MAKING RELATING TO PROPERTY MANAGEMENT. 3) PRINCIPAL, CABIN LAKE LLC. NOT INVESTMENT RELATED; 26239 SR 1, GUILFORD ,IN 47022; LAND OWNERSHIP AND LEASING ; START DATE: 10/2014; APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10; DUTIES: HAY FARMING, LEASE HAY FIELDS, COLLECT LEASE FEES. 4) COMMUNITY BAND | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TREASURER | ADDRESS: MT ST JOSEPH UNIVERSITY 5701 DELHI PIKE ,CINCINNATI OH 45233 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10| DESCRIPTION OF DUTIES: COLLECT DUES, DO REPORTS FOR 501 C 3, WRITE CHECKS. 5) ARCHEOLOGICAL RESEARCH INSTITUTE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER /TREASURER | ADDRESS: 424 WALNUT ST-LAWRENCEBURG,IN 47025 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTENDING MEETINGS ,ACCOUNTING , TREASURER ASSISTANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-07-16
  • S63 Uniform Securities Agent State Law Examination
    1985-07-16
Designations

View on SEC IAPD

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