Best Investors
Account
Sign in
161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-20 |
| OH | RA | APPROVED | 2003-01-14 |
Branch Locations
5636 Bridgetown Rd Suite H, Cincinnati, OH 45248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins. Co. | Cincinnati | OH | 08/1979 | Present |
| Hornor, Townsend & Kent, Inc. | Cincinnati | OH | 08/1979 | Present |
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: ALTENAU FINANCIAL SERVICES | Position Held: Agent | Address: 5636 BRIDGETOWN ROAD, CINCINNATI, OH 45248 | Start Date: 08/1979 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 26-40 Hrs | Approx Trading Hrs Per Mth: 26-40 Hrs | Description of Duties: MEETING WITH CLIENTS TO DISCUSS INSURANCE AND INVESTMENT NEEDS. 2) TRUSTEE FOR OAKDALE PARK OFFICE CONDO ASSOCIATION | Investment Related: No | DBA Name: N/A | Position Held: Other | Address: 5636 BRIDGETOWN RD., STE. H, CINCINNATI, OH 45248 | Start Date: 01/01/2014 | Nature of Activity: Other | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: TRUSTEE, ADMINISTRATIVE DECISION-MAKING RELATING TO PROPERTY MANAGEMENT. 3) PRINCIPAL, CABIN LAKE LLC. NOT INVESTMENT RELATED; 26239 SR 1, GUILFORD ,IN 47022; LAND OWNERSHIP AND LEASING ; START DATE: 10/2014; APPROXIMATE NUMBER OF HOURS/MONTH: LESS THAN 10; APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10; DUTIES: HAY FARMING, LEASE HAY FIELDS, COLLECT LEASE FEES. 4) COMMUNITY BAND | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: TREASURER | ADDRESS: MT ST JOSEPH UNIVERSITY 5701 DELHI PIKE ,CINCINNATI OH 45233 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10| DESCRIPTION OF DUTIES: COLLECT DUES, DO REPORTS FOR 501 C 3, WRITE CHECKS. 5) ARCHEOLOGICAL RESEARCH INSTITUTE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD MEMBER /TREASURER | ADDRESS: 424 WALNUT ST-LAWRENCEBURG,IN 47025 | START DATE: 1/1/2020 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ATTENDING MEETINGS ,ACCOUNTING , TREASURER ASSISTANCE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-16 |
Reach out to this advisor