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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-22 |
| OH | RA | APPROVED | 2003-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Phila | PA | 04/1978 | Present |
| Hornor, Townsend & Kent, Inc. | Cincinnati | OH | 04/1978 | Present |
1)OMEGA FINANCIAL GROUP, INVESTMENT-RELATED, 7458 JAGER CT CINCINNATI, OH 45230, INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, PROPRIETOR/OWNER, START DATE: 01/15/1985, APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: LIFE INSURANCE AND INVESTMENT SALES. GENERAL OFFICE MANAGEMENT. 2)BACKBEAT ENTERTAINMENT, NOT INVESTMENT-RELATED, 3756 REDTHORNE DR., AMELIA, OH 45102, MUSIC INDUSTRY BUSINESS MANAGER, PROPRIETOR/OWNER/MUSICIAN, START DATE: 08/01/2009, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: PROVIDE BUSINESS MANAGEMENT SERVICES FOR LOCAL/NATIONAL MUSICIANS. PERFORM WITH A LOCAL MUSIC GROUP. 3) PERFORMING/BUSINESS MANAGER | DBA NAME: BACKBEAT ENTERTAINMENT, THE UNCLE CHARLIE BAND, THE OMEGA ENTERTAINMENT GROUP | INVESTMENT RELATED: NO | ADDRESS: 3756 REDTHORNE DR. AMELIA OHIO, 45102 | NATURE OF OBA: BUSINESS MANAGEMENT SERVICES, MUSICAL PERFORMANCES | POSITION, TITLE, RELATIONSHIP: PROPRIETOR/OWNER | START DATE OF OBA: 8/1/2009 | # HOURS/MONTH: <10 HRS | # HOURS/MONTH DURING TRADING: <10 HRS | DESCRIBE DUTIES: PROVIDE BUSINESS MANAGEMENT SERVICES, INCLUDING BOOKING AND NEGOTIATIONS FOR LOCAL/NATIONAL MUSICIANS. PERFORM WITH A LOCAL MUSICAL GROUP. 4) RENTAL | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: ROPRIETOR/OWNER |ADDRESS: 7456 JAGER CT, CINCINNATI, OHIO, 45230 | START DATE: 12/27/2016 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: COLLECT RENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-25 |
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