James Marshall Schwarz

Employer firm

Clear Retirement Advice LLC CRD 292667

$153M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 10/2017
  Charles Schwab & Co., Inc.
  Menlo Park, CA
• 06/2011 → 10/2017
  Charles Schwab Bank
  Menlo Park, CA
• 10/2017 → Present
  Clear Retirement Advice Llc
  San Mateo, CA

Previous Registrations

• 2011-09-01 → 2017-10-16
  Charles Schwab & Co., Inc.
  Menlo Park, CA

Other Businesses

James Marshall Schwarz is a limited partner in a family limited partnership, Quarry Hill. He have no control over any decisions of any kind. He receives no commissions or compensation of any kind.

Exams

• S66 Uniform Combined State Law Examination
  2011-08-31

Designations

• Certified Financial Planner