Best Investors Account Sign in

Grant Ostrander Slocumb

Wells Fargo Clearing Services, LLC

Reno, NV

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-08
NV RA APPROVED 2003-11-05
  • TX RA
    APPROVED
    Since 2018-03-08
  • NV RA
    APPROVED
    Since 2003-11-05

Branch Locations

6005 Plumas St Ste 200, Reno, NV 89519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Reno NV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Reno NV 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-11-08
S63 Uniform Securities Agent State Law Examination 1986-05-02
  • S65 Uniform Investment Adviser Law Examination
    1991-11-08
  • S63 Uniform Securities Agent State Law Examination
    1986-05-02

View on SEC IAPD

Other Firms

MORGAN STANLEY
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INC.
LPL FINANCIAL LLC
GW FINANCIAL
TREO VENTURES, LLC
ELEVAGE PARTNERS, LLC

Other Investors

LEONARD R WOHLETZ
ANGEL MARIE SANDOVAL
RYAN SCOTT GROSS
JAMES WARREN FRIEDLAN
SUNTALEE KOOZER
MITCHELL J MOUNTAIN
Alexander Mallett
Jared D Marchegger

Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

More in Reno, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor