Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-06-28 |
| AZ | RA | APPROVED | 2004-06-01 |
Branch Locations
3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States
Tucson, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 03/2008 | Present |
(1) TUCSON CONQUISTADORES FOUNDATION 6450 E BROADWAY TUSCON, AZ 85710 ON BOARD OF DIRECTORS STARTING 7/06 THRU 7/07. ADVISE W/ OTHER BOARD MEMBERS ON HOW TO DISPERSE CASH. DEVOTE 1 HRS PER MONTH, 0 HRS DURING TRADING HRS. (2) Name: Tucson Conquistadores Foundation Address: 6450 E. Broadway Blvd. Tucson, AZ 85710 Business Description: The Tucson Conquistadores Foundation was formed to support Southern Arizona youth athletic programs. Business is not investment related Projected Start Date: 06/17/20 Capacity: Board of Directors * Duties Performed: To build a perpetual endowment that will support youth athletic programs off of the proceeds from the existing portfolio and the continued financial support from the Tucson Conquistadores. The portfolio is at Raymond James. I will have no access or trading authority on the account or the funds. Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-30 |
Reach out to this advisor