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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-10-01 |
| TX | RA | APPROVED | 2021-10-01 |
Branch Locations
400 N Pennsylvania Ave Ste 210, Roswell, NM 88201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roswell | NM | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roswell | NM | 11/2016 | 10/2021 |
| Wells Fargo Advisors Financial Network, Llc | Roswell | NM | 10/2021 | Present |
1) TRUSTEE FOR PARENTS TRUST; INV RELATED; ROSWELL, NM; START 1/1986; 0 HRS PER MONTH; 0 HRS DURING TRADING. 4)UPTON CO TX ROYALTY PAYMENTS; NOT INV RELATED; ROSWELL, NM; 80% OWNERSHIP, START 1/1/1980; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; CASH CHECKS AND MAKE LEASES. 6)RUNNELS CO TX ROYALTY PAYMENTS; NOT INV RELATED; ROSWELL, NM; 80% OWNERSHIP; START 1/1/1980; ZERO HOURS PER MONTH; ZERO HOURS DURING TRADING; CASH CHECKS AND MAKE LEASES. 7)LEA CO NM ROYALTY PAYMENTS; NOT INV RELATED; ROSWELL, NM; 80% OWNERSHIP ; START 1/1/1980; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING;CASH CHECKS AND MAKE LEASES. 8)EDDY CO NM ROYALTY PAYMENTS; NOT INV RELATED; ROSWELL, NM; 80% OWNERSHIP; START 1/1/1980; 1 HOUR PER MONTH; ZERO HOURS DURING TRADING;CASH CHECKS AND MAKE LEASES. 9) STOKES WEALTH MANAGEMENT GROUP, LLC, INV RELATED, ROSWELL, NM, 50% OWNERSHIP, START 10/1/2021, 40 HRS PER MONTH, 1-2 HRS DURING TRADING, FINET PRACTICE. 10) EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, ROSWELL, NM, START: 1/1/1987, 0 HRS/MONTH, 0 HRS DURING TRADING. 11) CBDB OIL PROPERTIES, LLC, INVT RELATED, ROSWELL, NM, 80% OWNERSHIP, START DATE 2/4/2022, 0.25 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER IN OIL ROYALTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-31 |
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