Christopher Michael Stokes

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 11/2016
  Wells Fargo Advisors Llc
  Albuquerque, NM
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Albuquerque, NM
• 09/2021 → Present
  Wells Fargo Advisors Financial Network, Llc
  Roswell, NM

Previous Registrations

• 2011-03-07 → 2021-09-30
  Wells Fargo Clearing Services, Llc
  Roswell, NM
  Albuquerque, NM
  Roswell, NM

Other Businesses

STOKES WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, ROSWELL, NM, 50% OWNERSHIP, START DATE 6/22/2021, 40 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. CBDB OIL, LLC ; INV RELATED; ROSWELL, NM; MINERAL INTEREST;10% OWNERSHIP; START DATE: 08/02/2019; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2011-02-09
• S63 Uniform Securities Agent State Law Examination
  2010-10-01