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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-09-30 |
| TX | RA | APPROVED | 2021-09-30 |
Branch Locations
400 N Pennsylvania Ave Ste 210, Roswell, NM 88201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Albuquerque | NM | 03/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2016 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Roswell | NM | 09/2021 | Present |
STOKES WEALTH MANAGEMENT GROUP, LLC, INVT RELATED, ROSWELL, NM, 50% OWNERSHIP, START DATE 6/22/2021, 40 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. CBDB OIL, LLC ; INV RELATED; ROSWELL, NM; MINERAL INTEREST;10% OWNERSHIP; START DATE: 08/02/2019; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-01 |
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